Operations & Compliances
Amy is the Senior Manager responsible for operations and compliance functions of Auspac Investment Management. She has over 10 years of experience in compliance, banking, corporate finance and wealth management.
Prior to joining Auspac Investment Management, Amy was appointed as a representative of a leading Taiwanese bank in Singapore dealing in capital market products and advising on investment products. Amy has extensive experience and in-depth knowledge of the rules, regulations and guidelines of regulated activities covering licensing, risk management, corporate governance, AML/CFT controls and ongoing ethical conduct.
Amy was previously a Project Development Manager for a corporate law firm in Singapore and was actively involved in corporate transactions, including IPOs and M&As for private and listed companies and compliance matters with MAS.